IP™
Roger Sherman Holdings · USPTO Portfolio

Innovation & IP

Sherman Pathways is powered by the Sherman-Nexus™ Applied Intelligence Operating System — a proprietary portfolio of 12 provisional USPTO patent applications covering AI governance, agentic orchestration, compliance streaming, neuroadaptive performance, and the accreditation infrastructure of the AI economy. This is not a course catalogue. It is a protected architecture.

12 USPTO Provisional Patents
7 IP Domains
2025 Filing Year
RSH IP Owner
All Pending · Active
The Core Architecture · Sherman-Nexus™ AIOS
SN™
Flagship IP · Core Architecture

Sherman-Nexus

Applied Intelligence Operating System · AIOS

The Sherman-Nexus™ AIOS is the central architectural innovation behind the entire Roger Sherman ecosystem. It is not a product — it is the infrastructure protocol that governs how human expertise is captured, validated, and converted into institutionally recognized credentials at scale.

The AIOS transforms static regulatory standards into machine-readable compliance engines, synchronizes policy updates across education and audit systems in real-time, and orchestrates trust-weighted credentialing across multi-jurisdiction academic frameworks. It is the reason every RSIT certification satisfies EU AI Act Article 4 requirements — by design, not by amendment.

Protected by the foundational patent filing and 11 derivative applications filed October–November 2025. All IP is held by Roger Sherman Holdings LLC and licensed — not transferred — to operating entities.

US Prov. 63/901,878 · Filed Oct 20, 2025 · Foundational Filing
L6

Accreditation Engine

Semantic graph modeling interprets learning outcomes and generates trust-weighted credits in real-time across ECTS, US, and OTHM frameworks.

US 63/923,625 · AAE™
L5

Attestation Layer

Privacy-preserving ephemeral attestation channels ensure every autonomous action is validated, time-bound, and tamper-evident.

US 63/923,020 · DEAL™
L4

Trust Orchestration

Dynamic Trust Scores control human-AI task delegation and automatically re-route based on real-time compliance signals.

US 63/913,151 · TAWE
L3

Compliance Streaming

Policy-as-code logic executes inline with streaming data — evaluating and enforcing compliance within milliseconds across IoT and API systems.

US 63/910,591 · RTCSE
L2

Cognitive Trust Scoring

Quantifies behavioral, contextual, and ethical reliability for AI agents — extending zero-trust principles to measurable cognitive assurance.

US 63/910,734 · CTSE
L1

Standards Ingestion Core

The foundational layer. Transforms static regulatory standards into machine-readable engines and synchronizes updates across education and audit systems.

US 63/901,878 · FOUNDATIONAL
EdTech / AI 2 Filings
Agentic AI 2 Filings
GRC / Compliance 2 Filings
AI Governance 2 Filings
Ops Excellence 2 Filings
LegalTech 1 Filing
AIOS Architecture 1 Filing
Full Patent Portfolio · 12 Applications · All Pending

All 12 provisional applications were filed between October 20 and November 24, 2025, under the Roger Sherman Holdings LLC innovation portfolio. Each patent covers a distinct architectural component of the Sherman-Nexus™ AIOS — none are duplicative, and each is independently novel. Together they constitute a comprehensive IP moat around the governed credentialing infrastructure of the AI economy.

US 63/901,878 · PENDING

Adaptive Standards-Compliance Framework

The foundational patent for Sherman-Nexus™. Transforms static regulatory standards into machine-readable compliance engines, synchronizing policy updates across education and audit systems in real-time. This is the architectural root from which all derivative filings originate.

Filed Oct 20, 2025 AIOS Architecture
US 63/923,625 · PENDING

Agentic Accreditation Engine™ (AAE)

Uses semantic graph modeling to interpret learning outcomes and generate trust-weighted credits in real-time. Synthesizes dynamic degree pathways by reconciling global frameworks — ECTS, US credit hours, OTHM — instantly and without manual intervention.

Filed Nov 24, 2025 EdTech / AI
US 63/923,020 · PENDING

Distributed Ephemeral Attestation Ledger (DEAL™)

A privacy-preserving framework for validating event provenance in hybrid human-AI systems. Uses ephemeral attestation channels to ensure every autonomous action is validated, time-bound, and tamper-evident — without the overhead of public blockchain architectures.

Filed Nov 22, 2025 Cybersecurity
US 63/913,151 · PENDING

Trust-Driven Agentic Workflow Orchestration (TAWE)

Computes Dynamic Trust Scores to control how work is delegated between humans and AI agents. Automatically re-routes tasks based on real-time performance confidence and compliance signals — replacing static governance rules with adaptive oversight.

Filed Nov 7, 2025 Agentic AI
US 63/913,144 · PENDING

Synthetic Quality™ & Self-Healing Engines

Transforms QA from inspection to prevention. Generates synthetic test data to predict defects before they occur and applies self-healing controls to retrain models or rebalance workloads in real-time — eliminating reactive quality cycles.

Filed Nov 7, 2025 Quality Engineering
US 63/912,638 · PENDING

Lean Sigma X™ Neuroadaptive Performance

The first framework to fuse Lean Six Sigma methodology with neuroadaptive telemetry. Senses cognitive load and performance drift to automatically optimize hybrid human-AI operations — ensuring safety, yield, and institutional performance simultaneously.

Filed Nov 6, 2025 Operational Excellence
US 63/910,898 · PENDING

D.A.N.C.E.™ Adaptive Control Framework

Detect-Align-Navigate-Calibrate-Evolve. An adaptive control architecture for real-time optimization of human-AI teams — replacing static DMAIC cycles with continuous neuroadaptive feedback loops that respond to live operational conditions.

Filed Nov 4, 2025 Process Control
US 63/910,591 · PENDING

Real-Time Compliance Streaming Engine

Executes policy-as-code logic inline with streaming data. Evaluates and enforces compliance within milliseconds across IoT and API systems, creating an immutable governance record that satisfies audit requirements without batch processing delays.

Filed Nov 3, 2025 GRC / Compliance
US 63/910,734 · PENDING

Cognitive Trust Scoring Engine

Quantifies behavioral, contextual, and ethical reliability for AI agents operating in institutional environments. Extends zero-trust security principles to measurable cognitive assurance — providing a formal metric for governance-grade AI oversight.

Filed Nov 3, 2025 AI Governance
US 63/910,590 · PENDING

Adaptive Learning & Cognitive Feedback System

Personalizes learning by interpreting real-time cognitive feedback and adjusting instructional difficulty dynamically. Validates performance in enterprise training environments against governance thresholds — not completion metrics.

Filed Nov 3, 2025 EdTech
US 63/910,589 · PENDING

Innovation Readiness Simulation Platform

Models how organizations adopt innovation before deployment. Integrates behavioral and technical variables to forecast adoption success and identify systemic risk via predictive scenario modeling — converting organizational change management into a governed, auditable process.

Filed Nov 3, 2025 Strategic Mgmt
US 63/909,627 · PENDING

Multi-Domain Compliance Orchestration

A unified system for enforcing regulatory compliance across finance, data privacy, and AI ethics simultaneously. Harmonizes diverse regulatory requirements — EU AI Act, GDPR, ISO 42001, and sector-specific frameworks — into a single automated governance engine.

Filed Oct 31, 2025 LegalTech
Capstone Architecture · Four Protected Differentiators

The patent portfolio is the legal shell. The four architectural components below are what it protects — specifically within the context of the RSIT capstone system and RSIS intelligence layer. Each represents a distinct departure from how credentialing systems, governance frameworks, and assessment architectures have previously been built. Each is defensible precisely because it is novel.

RSCFAI Authority Parameterization Architecture

The 7-MIP Governance Architecture

The Master Implementation Plan (MIP) system is a patented governance parameterization architecture. One Universal Core MIP defines the base requirements for all 8 governed artifacts, locked enumerations, scoring weights, structural gate logic, and constitutional doctrines that apply universally. Six Domain MIPs layer regulatory overlays, pattern emphasis, guardrail priority, and scenario constraints specific to each industry domain — parameterizing content without altering structure.

This architecture governs 117+ certifications from 7 objects, not 117 separate configurations. New certifications are added by assigning them to an existing Domain MIP. No new infrastructure is required unless a fundamentally new regulatory domain emerges. The 7-MIP system is the structural reason the ecosystem can scale to any certification volume without architectural drift — and the reason a single constitutional update propagates across the entire portfolio simultaneously.

1 Universal Core MIP 6 Domain MIPs 117+ Certifications Zero Configuration Redundancy
RSIS Intelligence Layer Closed-Loop IP

The CIAL Intelligence Flywheel

The Capstone Intelligence Aggregation Layer (CIAL) is the closed-loop AI governance intelligence system that transforms student capstone outputs into RSIS engine calibration data and RSCFAI MIP refinement signals. Every artifact pack produced by a student enters the CIAL pipeline — contributing scoring patterns, guardrail coverage heatmaps, confusion-rate signals, and traceability data to a continuously improving governance engine.

The flywheel operates in one direction only: RSIT capstone outputs → CIAL ingestion → RSIS compliance engine calibration → RSCFAI MIP revision signals → stronger standards for the next cohort. Active cohorts are version-frozen. The CIAL is what makes every certification in this ecosystem a living certification — and what makes each new cohort systematically more governed than the one before it.

Scoring Pattern Detection Guardrail Coverage Heatmaps Confusion-Rate Signals MIP Refinement Pipeline
Dual-Purpose IP Capstone + RSIS SaaS

Canonical Libraries & Locked Enumerations

The governance libraries that power every RSIT capstone are simultaneously the feature set of RSIS SaaS products. The canonical pattern library (127 risk patterns across 6 domains), the guardrail catalog (G-01 through G-15), the metric framework (M-01 through M-12), and the evidence object library (E-01 through E-12) are not course content — they are institutionally owned governance primitives.

The locked enumerations — DecisionStatus (Approved | Human-Reviewed | Escalated | Blocked), DerivedRiskLevel (Compliant | Low | Medium | High | Critical), RequestedActionClass, and AccountableRole — define the only permissible values in every capstone artifact and every RSIS compliance output. Every practitioner trained on these libraries learns to operate within a protected, institutionally owned governance vocabulary. Every RSIS customer who buys compliance tooling is purchasing access to those same primitives under a commercial license.

127 Risk Patterns 15 Guardrails (G-01–G-15) 12 Metrics (M-01–M-12) 12 Evidence Objects (E-01–E-12)
Assessment Architecture Auditable by Design

Deterministic Assessment Architecture

Unlike every LLM-judgment-based assessment system on the market, the RSIT capstone uses a binary hard-fail structural gate and rule-based risk derivation engine — not probabilistic model inference. The structural gate evaluates 8 binary checklist items before scoring begins: template integrity, density thresholds, enumeration compliance, derivation logic, synthetic doctrine adherence, traceability chains. A single failure blocks scoring entirely. No partial credit. No override.

Scoring proceeds only on gate pass, across 7 governance dimensions at fixed weights totaling 100%. Risk levels, decision statuses, and guardrail mappings are derived from explicit conditional rules — not from model judgment. Every assessment outcome is reproducible, auditable, and legally defensible. This is what separates a governance credential from a completion certificate — and the structural differentiator that no LLM-native competitor can replicate without rebuilding from the constitutional layer up.

Binary Hard-Fail Gate 7-Dimension Scoring · 70% Threshold Rule-Based · Not LLM-Judgment Reproducible & Auditable
IP Strategy · How the Portfolio Works
01

Layered Protection

The 12 filings are not independent products — they are interdependent architectural layers of the Sherman-Nexus™ AIOS. Each patent covers a distinct component; together they constitute a comprehensive legal moat around the entire governed credentialing infrastructure. Replicating the system requires licensing every layer.

02

Licensing, Not Transfer

All IP is owned by Roger Sherman Holdings LLC and licensed — never transferred — to operating entities within the ecosystem. Sherman Nexus™ institutional licensees (€25,000 CapEx + €4,950/mo OpEx + 20% gross royalty) receive access to specific layers under defined contractual terms, preserving RSH's architectural control at all times.

03

Curriculum Integration

The patent portfolio is not separate from the curriculum — it is the curriculum architecture. RSIT's 117+ certifications teach practitioners to operate within the frameworks these patents protect: DEAL™, TAWE, Lean Sigma X™, D.A.N.C.E.™. Every learner who completes an RSIT certification is trained on a protected, institutionally owned methodology.

04

Regulatory Alignment by Design

The Adaptive Standards-Compliance Framework (foundational patent) was specifically architected to satisfy EU AI Act Article 4 AI Literacy requirements, ISO 42001 audit standards, and multi-jurisdiction academic credit frameworks simultaneously. Compliance is a structural feature of the IP — not a product claim applied retroactively.

The Architecture is Protected

Every credential issued through the Sherman Pathways ecosystem is backed by a legally protected, institutionally governed methodology. Enterprise licensing inquiries and institutional partnership discussions are welcome.