RSH
Roger Sherman Holdings LLC · Investor Relations
Private Placement · Accredited Investors Only

Capitalizing on
the Governance Gap.

We are building the proprietary infrastructure layer for the AI era. While the market sells content, we license the Operating System for Applied Intelligence — a five-entity, 12-patent, three-jurisdiction governed credentialing architecture with no structural equivalent in the market.

$400B+ EdTech Market 2030
12 USPTO Patent Apps
117+ Certifications
5 Legal Entities
3 Jurisdictions
Aug 2026 EU AI Act Deadline
The Investment Thesis · The Opportunity
The Market Dislocation

The Education System is Broken.
We Built the Fix.

Traditional universities are structurally incapable of responding to the pace of AI. Accreditation cycles take years. Curriculum development follows technology adoption, it does not lead it. Meanwhile, corporations face EU AI Act Article 4 enforcement beginning August 2, 2026 — requiring documented AI Literacy compliance across their workforce with no institutional infrastructure to deliver it.

This is not an incremental market gap. It is a structural absence. The AI governance professional certification market does not yet exist as a governed, institutionally backed, multi-jurisdiction credential stack — and the window to build and protect it is closing.

Roger Sherman Holdings bridges this gap with the only vertically integrated architecture in the market: the accreditation credibility of a university network, the scalability of a SaaS licensing model, and the legal defensibility of a 12-patent IP portfolio — all under a single holding company governance structure.

$400B+ EdTech Market 2030
12 Provisional Patents
Aug 2 EU AI Act 2026
5 Operating Entities
OS
Proprietary Architecture · Sherman-Nexus™ AIOS

Three Core Layers

01

Cognitive Layer

The Cognitive Trust Scoring Engine evaluates AI agent reliability by scoring reasoning logic against ethical guardrails — not just output accuracy. Extends zero-trust principles to measurable cognitive assurance for institutional AI governance.

63/910,734
02

Operational Layer

Lean Sigma X™ monitors human-AI workflows in real-time, sensing cognitive load and performance drift to automatically optimize operations. The first framework to fuse Six Sigma methodology with neuroadaptive telemetry.

63/912,638
03

Governance Layer

The DEAL™ Ledger provides a cryptographic, privacy-preserving audit trail of every AI decision — allowing enterprises to prove EU AI Act compliance to regulators without exposing proprietary data or models.

63/923,020
04

Accreditation Layer

The Agentic Accreditation Engine™ converts competency artifacts into trust-weighted credentials recognized by five partner universities across three jurisdictions — in real-time, without manual intervention.

63/923,625
Defensibility · The IP Moat

Our valuation is anchored by the Sherman-Nexus™ Applied Intelligence Operating System — a 12-patent provisional portfolio covering every architectural layer of the governed credentialing infrastructure. Replicating the system requires independently developing and licensing each layer. The moat is not marketing. It is filed.

US 63/923,020 · PENDING

DEAL™ Ledger

Distributed Ephemeral Attestation Ledger — a privacy-preserving framework for validating AI event provenance in hybrid human-AI systems. Solves the enterprise "black box" audit problem without blockchain overhead. The only filed solution for EU AI Act audit trail compliance at streaming scale.

Enterprise Audit Layer
US 63/912,638 · PENDING

Lean Sigma X™

The first Neuroadaptive Performance Engine — fusing Lean Six Sigma process control with real-time cognitive telemetry to optimize human-AI hybrid workflows. No equivalent exists that combines DMAIC governance with neuroadaptive feedback loops in a single filed architecture.

Operational Intelligence
US 63/923,625 · PENDING

Agentic Accreditation Engine™

An autonomous accreditation engine that interprets learning outcomes via semantic graph modeling and computes trust-weighted credits in real-time across ECTS, US, and OTHM frameworks. Disrupts the multi-year university credit transfer process with a sub-second governed computation.

Accreditation Infrastructure
US 63/913,151 · PENDING

Trust-Driven Agentic Workflow (TAWE)

Dynamic Trust Score computation governs human-AI task delegation and auto-re-routes work based on live compliance signals. Converts AI oversight from a manual review process into a real-time governance infrastructure.

Agentic Governance
US 63/901,878 · PENDING

Adaptive Standards-Compliance Framework

The foundational patent — transforms static regulatory standards into machine-readable compliance engines and synchronizes policy updates across education and audit systems in real-time. The architectural root of the entire Sherman-Nexus™ AIOS stack.

Foundational Architecture
US 63/909,627 · PENDING

Multi-Domain Compliance Orchestration

Harmonizes EU AI Act, GDPR, ISO 42001, and sector-specific frameworks into a single automated governance engine — enforcing compliance across finance, data privacy, and AI ethics simultaneously. The only filed unified orchestration layer for multi-standard AI compliance.

Regulatory Orchestration
Business Model · Three Revenue Architectures

Sherman Pathways generates revenue across three distinct architectures — each operating independently and compounding across the others. No single stream constitutes more than 60% of projected revenue at scale. The business model is designed for institutional durability, not viral growth dependency.

Stream 01

Direct-to-Consumer

Global Tuition Revenue

High-margin professional certifications and university-accredited degree pathways delivered via the Sherman Pathways automated LMS. 117+ certifications across 13 industries — each producing a governed capstone artifact, each eligible for ECTS credit conversion toward 14 degree programs.

Low CAC through the 10-tier Ambassador Program (10% direct + 3/2/1 network) and Signature Series partnerships. No platform dependency — all revenue transacts directly through ShermanPathways.com.

Certifications Available 117+
Degree Programs 14
Ambassador Network Tiers 4
Stream 02

B2B Enterprise

Corporate Licensing · Sherman Nexus™

Recurring revenue from Sherman Nexus™ institutional licensing — deploying the AIOS infrastructure and white-label curriculum into enterprise Learning Management Systems. Each Nexus™ seat generates €25,000 CapEx + €4,950/month OpEx + 20% gross royalty.

Five slots per quarter at institutional scale. Enterprise cohort pricing available for team certification deployments with minimum seat requirements. Compliance documentation provided for EU AI Act audit readiness.

Nexus™ CapEx €25,000
Nexus™ OpEx / Mo €4,950
Gross Royalty 20%
Stream 03

IP & Tech Transfer

Patent Licensing · Future Streams

Long-term revenue from licensing the DEAL™ Ledger, Cognitive Trust Scoring Engine, Real-Time Compliance Streaming Engine, and Multi-Domain Compliance Orchestration patents to third-party AI platforms, RegTech firms, and enterprise governance vendors.

All 12 patent filings are held by Roger Sherman Holdings LLC. Licensing — never transfer — ensures RSH retains perpetual architectural control while generating royalty streams across the AI governance market as it matures post-EU AI Act enforcement.

Licensable Patents 12
IP Owner RSH LLC
Model License Only
Market Opportunity

The Window is Now

The EU AI Act Article 4 enforcement deadline of August 2, 2026 is not a compliance milestone for Sherman Pathways. It is a market crystallization event — the moment at which "AI governance professional certification" transitions from a competitive differentiator to a regulatory requirement for millions of professionals globally.

Organizations that build their AI literacy compliance infrastructure before enforcement begins will own the internal architecture. Those that build it after will be purchasing whatever is available at whatever price the compliant vendors set. We are positioning for the former category.

No institution in the market offers what we offer: a multi-jurisdiction, EQF/RQF/RVOE recognized, capstone-governed, patent-protected AI governance credential stack with a university degree conversion pathway and an institutional Nexus™ licensing model. We are not competing in a crowded market. We are defining one.

$400B+ Global EdTech market size by 2030. AI governance professional education represents the fastest-growing untapped vertical within this TAM.
800M+ Professionals in EU AI Act scope. Every one of them requires documented Article 4 AI Literacy compliance by August 2026.
49 EHEA signatory countries in which EQF Level 7 credentials issued through UCAM and UTAMED are recognized without requalification.
3 Jurisdictions with active academic partner agreements — EU (Spain), UK, and Mexico — covering every major Western regulatory enforcement zone.
0 Direct structural equivalents in the market. No other institution combines the AIOS architecture, patent portfolio, degree conversion stack, and Nexus™ licensing model.

Access the Future.

Accredited investors and institutional partners may request access to our confidential Data Room, Pitch Deck, Financial Projections, and full IP Portfolio documentation. Serious inquiries only. Please include your firm name and area of interest in your request.

This page is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Any investment in Roger Sherman Holdings LLC is subject to the risks described in our confidential offering documents. Past performance is not indicative of future results. This communication is directed at accredited investors only as defined under Regulation D, Rule 501 of the Securities Act of 1933, as amended.